Mukuka Mwansa
Prague,10
Summary
Seasoned compliance and risk professional with extensive experience in regulatory compliance, internal audits, risk assessment, and financial crime prevention. Proven ability to design and implement effective control frameworks, identify improvement opportunities, and drive risk mitigation strategies. Adept at working with cross-functional teams to ensure adherence to regulatory standards and optimize operational processes
Overview
6
6
years of professional experience
Work History
Risk and Compliance Officer
Zambia Civil Aviation Authority
Lusaka, Zambia
07.2023 - 09.2023
- Conducted risk assessments and maintained risk and hazard registers.
- Implemented and enforced compliance policies and risk mitigation strategies.
- Monitored incidents and ensured adherence to internal controls.
Compliance officer
United Bank for Africa Zambia Ltd
Lusaka Zambia
11.2021 - 06.2023
- Conducted KYC analysis and monitored transactions to prevent financial crimes.
- Led compliance audits and assessments, ensuring alignment with laws and internal standards.
- Designed and implemented staff compliance training programs.
- Advised management on regulatory developments and drafted internal policies.
Conduct and Compliance Officer
Access Bank Zambia Limited
Lusaka, Zambia
01.2021 - 11.2021
- Monitored financial transactions for suspicious activities to prevent fraud.
- Conducted regulatory compliance assessments and implemented necessary adjustments.
- Coordinated effectively with regulatory authorities during audits.
- Prepared and submitted accurate and timely regulatory reports.
Operations Control Officer
Cavmont Bank Zambia Limited
Lusaka, Zambia
08.2019 - 01.2021
- Conducted internal audits and risk assessments to identify deficiencies and recommend solutions.
- Developed and implemented operational procedures to enhance efficiency and reduce risks.
- Ensured compliance with regulatory requirements and facilitated process optimizations.
Customer Service Officer/Credit Officer
Cavmont Bank
Lusaka
02.2018 - 08.2019
- Learnt new software systems rapidly, enhancing overall work efficiency.
- Recorded and processed customer data accurately.
- Addressed customer queries, resulting in enhanced customer confidence.
- Customer Loan Assessments
Education
Masters - Economics and Public Policy
Prague University of Economics and Business
Czechia 09.2023 -
Bachelor of Arts - Economics
University of Namibia
Namibia 01.2012 - 04.2017
Certification - ICA Certificate in Compliance
Manchester Alliance Business School
Manchester 08.2021 - 10.2021
Skills
Audit planning and execution
Risk & Compliance Management
Regulatory Reporting
Financial Crime Surveillance (AML/KYC
Internal Controls Implementation
Problem-Solving & Analytical Thinking
Proficiency in Compliance Software Tools
Stakeholder Engagement & Advisory
Audit preparation and response
Stakeholder Engagement & Advisory
Languages
English
Proficient (C2)
Software
Vantage
Orbis
Actimize
SoftAML
Microsoft Word, Excel
Stata, SPSS
Timeline
Masters - Economics and Public Policy
Prague University of Economics and Business
09.2023 -
Risk and Compliance Officer
Zambia Civil Aviation Authority
07.2023 - 09.2023
Compliance officer
United Bank for Africa Zambia Ltd
11.2021 - 06.2023
Certification - ICA Certificate in Compliance
Manchester Alliance Business School
08.2021 - 10.2021
Conduct and Compliance Officer
Access Bank Zambia Limited
01.2021 - 11.2021
Operations Control Officer
Cavmont Bank Zambia Limited
08.2019 - 01.2021
Customer Service Officer/Credit Officer
Cavmont Bank
02.2018 - 08.2019
Bachelor of Arts - Economics
University of Namibia
01.2012 - 04.2017